Classical Theory by S. W. Hawking

the radius a and the average scalar field ¯

φ, but to first order in the perturbations. One gets

a series of Schrödinger equations for the rate of change of the perturbation wave functions

with respect to the time coordinate of the background metric.

Schr¨

odinger Equations

∂Ψ( dn)

1

i

=

− ∂ 2 + n 2 d 2

Ψ( dn)

etc

∂t

2 a 3

∂d 2

na 4

n

One can use the no boundary condition to obtain initial conditions for the perturbation

wave functions. One solves the field equations for a small but slightly distorted three

sphere. This gives the perturbation wave function in the exponentially expanding period.

One then can evolve it using the Schrödinger equation.

The tensor harmonics which correspond to gravitational waves are the simplest to

consider. They don’t have any gauge degrees of freedom and they don’t interact directly

with the matter perturbations. One can use the no boundary condition to solve for the

initial wave function of the coefficients dn of the tensor harmonics in the perturbed metric.

Ground State

Ψ( d

na 2 d 2

ωx 2

n)

∝ e− 12

n = e− 12

3

n

where x = a 2 dn and

ω = a

One finds that it is the ground state wave function for a harmonic oscillator at the fre-

quency of the gravitational waves. As the universe expands the frequency will fall. While

the frequency is greater than the expansion rate ˙ a/a the Schrödinger equation will allow the wave function to relax adiabatically and the mode will remain in its ground state. Eventually, however, the frequency will become less than the expansion rate which is roughly

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constant during the exponential expansion. When this happens the Schrödinger equation will no longer be able to change the wave function fast enough that it can remain in the

ground state while the frequency changes. Instead it will freeze in the shape it had when

the frequency fell below the expansion rate.

end of

inflation

wavelength/

radius

wavelength of perturbations

perturbations

on radius come back within

horiz

horizon radius

perturbation becomes greater

than the horizon radius

wave function frozen

time

adiabatic

evolution

After the end of the exponential expansion era, the expansion rate will decrease faster

than the frequency of the mode. This is equivalent to saying that an observers event

horizon, the reciprocal of the expansion rate, increases faster than the wave length of the

mode. Thus the wave length will get longer than the horizon during the inflation period

and will come back within the horizon later on. When it does, the wave function will still

be the same as when the wave function froze. The frequency, however, will be much lower.

The wave function will therefore correspond to a highly excited state rather than to the

ground state as it did when the wave function froze. These quantum excitations of the

gravitational wave modes will produce angular fluctuations in the microwave background

whose amplitude is the expansion rate (in Planck units) at the time the wave function

froze. Thus the COBE observations of fluctuations of one part in 105 in the microwave

background place an upper limit of about 10 − 10 in Planck units on the energy density when the wave function froze. This is sufficiently low that the approximations I have used

should be accurate.

However, the gravitational wave tensor harmonics give only an upper limit on the

density at the time of freezing. The reason is that it turns out that the scalar harmonics

give a larger fluctuation in the microwave background. There are two scalar harmonic

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degrees of freedom in the three metric hij and one in the scalar field. However two of these scalar degrees correspond to coordinate freedom. Thus there is only one physical scalar

degree of freedom and it corresponds to density perturbations.

The analysis for the scalar perturbations is very similar to that for the tensor harmon-

ics if one uses one coordinate choice for the period up to the wave function freezing and

another after that. In converting from one coordinate system to the other, the amplitudes

get multiplied by a factor of the expansion rate divided by the average rate of change

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