Vladimir Nabokov’s Lecture on “The Metamorphosis” by Franz Kafka

the road he is following is a nice new road leading to Newton, where there is a nice

eating place recommended to him by a friend in his office. The botanist looks around

and sees his environment in the very exact terms of plant life, precise biological and

classified units such as specific trees and grasses, flowers and ferns, and for him, this is

reality; to him the world of the stolid tourist (who cannot distinguish an oak from an elm)

seems a fantastic, vague, dreamy, never- never world. Finally the world of the local

farmer differs from the two others in that his world is intensely emotional and personal

since he has been born and bred there, and knows every trail and individual tree, and

every shadow from every tree across every trail, all in warm connection with his

everyday work, and his childhood, and a thousand small things and patterns which the

other two—the humdrum tourist and the botanical taxonomist—simply cannot know in

the given place at the given time. Our farmer will not know the relation of the

surrounding vegetation to a botanical conc eption of the world, and the botanist will know

nothing of any importance to him about that barn or that old field or that old house under

its cottonwoods, which are afloat, as it were, in a medium of personal memories for one

who was born there.

So here we have three different worlds—three men, ordinary men who have different

realities—and, of course, we could bring in a number of other beings: a blind man with a

dog, a hunter with a dog, a dog with his man, a painter cruising in quest of a sunset, a girl

out of gas— In every case it would be a world completely different from the rest since

the most objective words tree, road, flower, sky, barn, thumb, rain have, in each, totally

different subjective connotations. Indeed, this subjective life is so strong that it makes an

empty and broken shell of the so-called objective existence. The only way back to

objective reality is the following one: we can take these several individual worlds, mix

them thoroughly together, scoop up a drop of that mixture, and call it objective reality.

We may taste in it a particle of madness if a lunatic passed through that locality, or a

particle of complete and beautiful nonsense if a man has been looking at a lovely field

and imagining upon it a lovely factory producing buttons or bombs; but on the whole

these mad particles would be diluted in the drop of objective reality that we hold up to the

light in our test tube. Moreover, this objective reality will contain something that

transcends optical illusions and laboratory tests. It will have elements of poetry, of lofty

emotion, of energy and endeavor (and even here the button king may find his rightful

place), of pity, pride, passion—and the craving for a thick steak at the recommended

roadside eating place.

So when we say reality, we are really thinking of all this—in one drop—an average

sample of a mixture of a million individual realities. And it is in this sense (of human

reality) that I use the term reality when placing it against a backdrop, such as the worlds

of “The Carrick,” “Dr. Jekyll and Mr. Hyde,” and “The Metamorphosis,” which are

specific fantasies.

In The Carrick” and in “The Metamorphosis” there is a central figure endowed with a

certain amount of human pathos among grotesque, heartless characters, figures of fun or

figures of horror, asses parading as zebras, or hybrids between rabbits and rats. In “The

Carrick” the human quality of the central figure is of a different type from Gregor in

Kafka’s story, but this human pathetic quality is present in both. In “Dr. Jekyll and Mr.

Hyde” there is no such human pathos, no throb in the throat of the story, none of that

intonation of “‘I cannot get out, I cannot get out,’ said the starling” (so heartrending in

Sterne’s fantasy A Sentimental Journey). True, Stevenson devotes many pages to the

horror of Jekyll’s plight, but the thing, after all, is only a superb Punch-and-Judy show.

The beauty of Kafka’s and Gogol’s private nightmares is that their central human

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