Vladimir Nabokov’s Lecture on “The Metamorphosis” by Franz Kafka

complete agreement, having come to the conclusion that it would soon be time to find a

good husband for her. And it was like a confirmation of their new dreams and excellent

intentions that at the end of their journey their daughter sprang to her feet first and

stretched her young body.”*

* “The soul has died with Gregor; the healthy young animal takes over. The parasites have fattened

themselves on Gregor.” Nabokov’s note in his annotated copy.

Let me sum up various of the main themes of the story.

1. The number three plays a considerable role in the story. The story is divided into three

parts. There are three doors to Gregor’s room. His family consists of three people. Three

servants appear in the course of the story. Three lodgers have three beards. Three Samsas

write three letters. I am very careful not to overwork the significance of symbols, for

once you detach a symbol from the artistic core of the book, you lose all sense of

enjoyment. The reason is that there are artistic symbols and there are trite, artificial. or

even imbecile symbols. You will find a number of such inept symbols in the

psychoanalytic and mythological approach to Kafka’s work, in the fashionable mixture of

sex and myth that is so appealing to mediocre minds. In other words, symbols may be

original and symbols may be stupid and trite. And the abstract symbolic value of an

artistic achievement should never prevail over its beautiful burning life.

So, the only emblematic or heraldic rather than symbolic meaning is the stress which is

laid upon three in “The Metamorphosis.” It has really a technical meaning. The trinity,

the triplet, the triad, the triptych are obvious art forms such as, say, three pictures of

youth, ripe years, and old age, or any other threefold triplex subject. Triptych means a

picture or carving in three compartments side by side, and this is exactly the effect that

Kafka achieves, for instance, with his three rooms in the beginning of the story—living

room, Gregor’s bedroom, and sister’s room, with Gregor in the central one. Moreover, a

threefold pattern suggests the three acts of a play. And finally it must be observed that

Kafka’s fantasy is emphatically logical; what can be more characteristic of logic than the

triad of thesis, antithesis, and synthesis. We shall, thus, limit the Kafka symbol of three to

its aesthetic and logical significance and completely disregard whatever myths the sexual

mythologists read into it under the direction of the Viennese witch doctor.

2. Another thematic line is the theme of the doors, of the opening and closing of doors

that runs through the whole story.

3. A third thematic line concerns the ups and downs in the well-being of the Samsa

family, the subtle state of balance between their flourishing condition and Gregor’s

desperate and pathetic condition.

There are a few other subthemes but the above are the only ones essential for an

understanding of the story.

You will mark Kafka’s style. Its clarity, its precise and formal intonation in such striking

contrast to the nightmare matter of his tale. No poetical metaphors ornament his stark

black-and-white story. The limpidity of his style stresses the dark richness of his fantasy.

Contrast and unity, style and matter, manner and plot are most perfectly integrated.

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